SEC Form 4 · accession 0001209191-16-137731
ZIX CORP · ZIXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Hausmann
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855612
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 40,000 | $1.21 | A | 49,581 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $1.21 | Aug 16, 2016 | M | 40,000 | D | — | Jan 2, 2017 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1Grant of 40,000 options on January 3, 2007 vested pro-rata and quarterly over 3 years from grant date. These options expire January 2, 2017.