SEC Form 4 · accession 0001209191-15-066367

ZIX CORP · ZIXI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

Aug 13, 2015

Accepted (ET)

Aug 17, 2015 · 6:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 13, 2015	M	13,400	$2.49	A	363,947	D
Common Stock^F1	Aug 13, 2015	S	13,400	$4.95	D	350,547	D
Common Stock	Aug 14, 2015	M	4,900	$2.49	A	355,447	D
Common Stock^F1	Aug 14, 2015	S	4,900	$4.95	D	350,547	D
Common Stock	Aug 17, 2015	M	10,000	$2.49	A	360,547	D
Common Stock	Aug 17, 2015	S	10,000	$4.95	D	350,547	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Options^F2	$2.49	Aug 13, 2015	M	13,400	D	—	Jul 25, 2022	Common Stock	13,400	166,721	D
Common Stock Options^F2	$2.49	Aug 14, 2015	M	4,900	D	—	Jul 25, 2022	Common Stock	4,900	161,821	D
Common Stock Options^F2	$2.49	Aug 17, 2015	M	10,000	D	—	Jul 25, 2022	Common Stock	10,000	151,821	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $4.96, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2Grant of 250,000 options on July 26, 2012 vest quarterly and pro-rata over four years.