SEC Form 4 · accession 0001209191-15-062607

ZIX CORP · ZIXI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

Jul 23, 2015

Accepted (ET)

Jul 27, 2015 · 8:26 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 23, 2015	M	18,200	$2.49	A	368,747	D
Common Stock^F1	Jul 23, 2015	S	18,200	$5.17	D	350,547	D
Common Stock	Jul 24, 2015	M	5,479	$2.49	A	356,026	D
Common Stock^F2	Jul 24, 2015	S	5,479	$5.16	D	350,547	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Options^F3	$2.49	Jul 23, 2015	M	18,200	D	—	Jul 25, 2022	Common Stock	18,200	231,800	D
Common Stock Options^F3	$2.49	Jul 24, 2015	M	5,479	D	—	Jul 25, 2022	Common Stock	5,479	226,321	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.15 to $5.21, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.15 to $5.17, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3Grant of 250,000 options on July 26, 2012 vest quarterly and pro-rata over four years.