SEC Form 4 · accession 0001209191-15-037712

ZIX CORP · ZIXI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Apr 29, 2015

Accepted (ET)

May 1, 2015 · 1:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Apr 29, 2015	M	62,700	$1.50	A	261,084	D
Common Stock^F1	Apr 29, 2015	S	62,700	$4.28	D	198,384	D
Common Stock	Apr 30, 2015	M	37,300	$1.50	A	235,684	D
Common Stock^F2	Apr 30, 2015	S	37,300	$4.29	D	198,384	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Options^F3	$1.50	Apr 29, 2015	M	62,700	D	—	Dec 17, 2016	Common Stock	62,700	37,300	D
Common Stock Options^F3	$1.50	Apr 30, 2015	M	37,300	D	—	Dec 17, 2016	Common Stock	37,300	0	D

F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 to $4.37, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.25 to $4.35, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3Grant of 100,000 options on December 18, 2006 vested quarterly and pro-rata over three years.