SEC Form 4 · accession 0001209191-15-024939

ZIX CORP · ZIXI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO · Director

Period of report

Mar 6, 2015

Accepted (ET)

Mar 10, 2015 · 9:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000855612

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 6, 2015	M	43,700	$3.78	A	394,247	D
Common Stock^F1	Mar 6, 2015	S	43,700	$4.23	D	350,547	D
Common Stock	Mar 9, 2015	M	17,700	$3.78	A	368,247	D
Common Stock^F1	Mar 9, 2015	S	17,700	$4.12	D	350,547	D
Common Stock	Mar 10, 2015	M	62,377	$3.78	A	412,924	D
Common Stock^F1	Mar 10, 2015	S	62,377	$3.97	D	350,547	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock Options^F2	$3.78	Mar 6, 2015	M	43,700	D	—	Mar 22, 2015	Common Stock	43,700	306,300	D
Common Stock Options^F2	$3.78	Mar 9, 2015	M	17,700	D	—	Mar 22, 2015	Common Stock	17,700	288,600	D
Common Stock Options^F2	$3.78	Mar 10, 2015	M	62,377	D	—	Mar 22, 2015	Common Stock	62,377	226,223	D

F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.30, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2Grant of 350,000 options on March 23, 2005 vested quarterly and pro-rata over three years. These options expire March 22, 2015.