SEC Form 4 · accession 0001225208-15-022441
AMERIANA BANCORP · ASBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Hennessey
Director
Period of report
Dec 15, 2015
Accepted (ET)
Dec 16, 2015 · 8:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | M | 3,500 | $12.43 | A | 18,232 | D | |
| Common Stock | Dec 15, 2015 | M | 1,800 | $11.93 | A | 20,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $11.93 | Dec 15, 2015 | M | 1,800 | D | — | Sep 23, 2023 | Common Stock | 1,800 | 1,200 | D |
| Stock Option (Right to Buy) | $12.43 | Dec 15, 2015 | M | 3,500 | D | Dec 29, 2005 | Dec 29, 2015 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Stock options vest as follows: 20% vested immediately on the date of the grant, September 20, 2013, and 20% will vest on each of the following four anniversary dates of the grant.