SEC Form 4 · accession 0001225208-15-018312
AMERIANA BANCORP · ASBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Kent
Director
Period of report
Sep 14, 2015
Accepted (ET)
Sep 15, 2015 · 1:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000855574
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2015 | M | 3,500 | $0.00 | A | 32,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.43 | Sep 14, 2015 | M | 3,500 | D | Dec 29, 2005 | Dec 29, 2015 | Common Stock | 3,500 | 0 | D |
| Stock Option (Right to Buy)F1 | $11.93 | holding | — | — | — | — | Sep 20, 2023 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Stock options vest as follows: 20% vested immediately on the date of the grant, September 20, 2013, and 20% will vest on each of the following four anniversary dates of the grant.