SEC Form 4 · accession 0001562180-18-003759
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karli S. Anderson
Officer — VP Investor Relations
Period of report
Aug 21, 2018
Accepted (ET)
Aug 23, 2018 · 1:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 21, 2018 | M | 1,530 | $0.00 | A | 20,747 | D | |
| Common Stock | Aug 21, 2018 | F | 673 | $0.00 | D | 20,074 | D | |
| Common StockF1 | Aug 21, 2018 | M | 165 | $0.00 | A | 20,239 | D | |
| Common Stock | Aug 21, 2018 | F | 73 | $0.00 | D | 20,166 | D | |
| Common StockF1 | Aug 21, 2018 | M | 18 | $0.00 | A | 20,184 | D | |
| Common Stock | Aug 21, 2018 | F | 8 | $0.00 | D | 20,176 | D | |
| Common StockF2 | Aug 21, 2018 | A | 2,230 | $0.00 | A | 22,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $0.00 | Aug 21, 2018 | M | 1,530 | D | — | Aug 20, 2018 | Common Stock | 1,530 | 0 | D |
| Performance SharesF1 | $0.00 | Aug 21, 2018 | M | 165 | D | — | Aug 20, 2020 | Common Stock | 165 | 30 | D |
| Performance SharesF1 | $0.00 | Aug 21, 2018 | M | 18 | D | — | Aug 16, 2021 | Common Stock | 18 | 1,049 | D |
| Stock Appreciation Right (SARs)F3 | $77.73 | Aug 21, 2018 | A | 6,144 | A | — | Aug 21, 2028 | Common Stock | 6,144 | 6,144 | D |
| Stock Option (Right to buy ISOs)F3 | $77.73 | Aug 21, 2018 | A | 1,286 | A | — | Aug 21, 2028 | Common Stock | 1,286 | 1,286 | D |
Explanation of responses
- F1A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.
- F2Grant of Restricted Stock with a two year hold and then vesting as to one-third in years three, four and five.
- F3One-third vests annually over three years beginning on August 21, 2019.