SEC Form 4 · accession 0001562180-18-002735
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Holmes Heissenbuttel
Officer — VP Corp Dev & Ops
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2018 | M | 1,350 | $0.00 | A | 70,804 | D | |
| Common Stock | May 29, 2018 | F | 594 | $88.63 | D | 70,210 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2 | $0.00 | May 29, 2018 | M | 1,350 | D | — | Aug 26, 2019 | Common Stock | 1,350 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy taxes; no shares were sold.
- F2A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.