SEC Form 4 · accession 0000085535-17-000049
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karli S. Anderson
Officer — VP Investor Relations
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2017 | M | 3,000 | $50.53 | A | 20,081 | D | |
| Common Stock | Aug 28, 2017 | M | 7,070 | $75.72 | A | 27,151 | D | |
| Common StockF1 | Aug 28, 2017 | M | 7,988 | $56.54 | A | 35,139 | D | |
| Common Stock | Aug 28, 2017 | F | 1,943 | $92.11 | D | 33,196 | D | |
| Common StockF2 | Aug 28, 2017 | D | 10,190 | $92.11 | D | 23,006 | D | |
| Common Stock | Aug 30, 2017 | S | 2,262 | $91.45 | D | 20,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy ISOs)F3 | $50.53 | Aug 28, 2017 | M | 1,979 | D | — | May 15, 2023 | Common Stock | 1,979 | 0 | D |
| Stock Option (Right to buy ISOs)F4 | $75.72 | Aug 28, 2017 | M | 440 | D | — | Aug 26, 2024 | Common Stock | 440 | 880 | D |
| Stock Option (Right to buy ISOs)F5 | $56.54 | Aug 28, 2017 | M | 1,179 | D | — | Aug 20, 2025 | Common Stock | 1,179 | 589 | D |
| Stock Appreciation Rights (SARs)F3 | $50.53 | Aug 28, 2017 | M | 1,021 | D | — | May 15, 2023 | Common Stock | 1,021 | 0 | D |
| Stock Appreciation Rights (SARs)F4 | $75.72 | Aug 28, 2017 | M | 6,630 | D | — | Aug 26, 2024 | Common Stock | 6,630 | 0 | D |
| Stock Appreciation Rights (SARs)F5 | $56.54 | Aug 28, 2017 | M | 6,809 | D | — | Aug 20, 2025 | Common Stock | 6,809 | 3,404 | D |
Explanation of responses
- F1Represents shares withheld to satisfy taxes; no shares were sold.
- F2Represents the difference between the number of SARs exercised (14,460) and the number of shares issuable as a result of the exercise (4,270).
- F3One-third vest annually over 3 years beginning on May 15, 2014.
- F4One-third vest annually over 3 years beginning on August 26, 2015.
- F5One-third vest annually over 3 years beginning on August 20, 2016.