SEC Form 4 · accession 0000085535-17-000027
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce Christopher Kirchhoff
Officer — VP, GC and Secretary
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 9:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2017 | F | 663 | $87.36 | D | 58,054 | D | |
| Common StockF2 | Aug 18, 2017 | M | 7,000 | $53.00 | A | 65,054 | D | |
| Common StockF2 | Aug 18, 2017 | M | 6,000 | $49.66 | A | 71,054 | D | |
| Common StockF2 | Aug 18, 2017 | M | 13,500 | $62.14 | A | 84,554 | D | |
| Common StockF2 | Aug 18, 2017 | M | 4,824 | $56.54 | A | 89,368 | D | |
| Common StockF3,F2 | Aug 18, 2017 | D | 16,625 | $87.01 | D | 72,753 | D | |
| Common StockF4,F5 | Aug 18, 2017 | S | 28,805 | $86.2832 | D | 43,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy ISO) | $53.00 | Aug 18, 2017 | M | 1,886 | D | Nov 18, 2010 | Nov 18, 2019 | Common Stock | 1,886 | 0 | D |
| Stock Option (Right to buy ISO) | $49.66 | Aug 18, 2017 | M | 2,000 | D | Nov 17, 2011 | Nov 17, 2020 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to buy ISO) | $62.14 | Aug 18, 2017 | M | 1,609 | D | Aug 27, 2014 | Aug 27, 2023 | Common Stock | 1,609 | 0 | D |
| Stock Option (Right to buy ISO) | $56.54 | Aug 18, 2017 | M | 589 | D | Aug 20, 2016 | Aug 20, 2025 | Common Stock | 589 | 0 | D |
| Stock Appreciation Right (SARs) | $53.00 | Aug 18, 2017 | M | 5,114 | D | Nov 18, 2010 | Nov 18, 2019 | Common Stock | 5,114 | 0 | D |
| Stock Appreciation Right (SARs) | $49.66 | Aug 18, 2017 | M | 4,000 | D | Nov 17, 2011 | Nov 17, 2020 | Common Stock | 4,000 | 0 | D |
| Stock Appreciation Right (SARs) | $62.14 | Aug 18, 2017 | M | 11,891 | D | Aug 27, 2014 | Aug 27, 2023 | Common Stock | 11,891 | 0 | D |
| Stock Appreciation Right (SARs) | $56.54 | Aug 18, 2017 | M | 4,235 | D | Aug 20, 2016 | Aug 20, 2025 | Common Stock | 4,235 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy taxes; no shares were sold.
- F2Includes 15,594 shares of restricted stock that have not yet vested.
- F3Represents the difference between the number of SARs exercised (25,240) and the number of shares issuable as a result of the exercise (8,615).
- F4The range of the weighted average sales price is $86.10 and $86.57.
- F5Includes 13,927 shares of restricted stock that have not yet vested.