SEC Form 4 · accession 0000085535-17-000026
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan Wenger
Officer — CFO and Treasurer
Period of report
Aug 16, 2017
Accepted (ET)
Aug 18, 2017 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2017 | F | 661 | $87.36 | D | 58,872 | I | by Family Trust |
| Common StockF2 | Aug 18, 2017 | M | 1,466 | $68.18 | A | 60,338 | I | by Family Trust |
| Common StockF2 | Aug 18, 2017 | M | 1,609 | $62.14 | A | 61,947 | I | by Family Trust |
| Common StockF2 | Aug 18, 2017 | M | 5,114 | $53.00 | A | 67,061 | I | by Family Trust |
| Common StockF2 | Aug 18, 2017 | M | 4,000 | $49.66 | A | 71,061 | I | by Family Trust |
| Common StockF3,F2 | Aug 18, 2017 | D | 5,399 | $87.01 | D | 65,662 | I | by Family Trust |
| Common StockF1,F6 | Aug 18, 2017 | F | 2,367 | $87.01 | D | 63,295 | I | by Family Trust |
| Common StockF4,F5,F6 | Aug 18, 2017 | S | 2,086 | $87.4944 | D | 61,209 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy ISO) | $68.18 | Aug 18, 2017 | M | 1,466 | D | Aug 18, 2012 | Aug 18, 2021 | Common Stock | 1,466 | 0 | D |
| Stock Option (Right to buy ISO) | $62.14 | Aug 18, 2017 | M | 1,609 | D | Aug 27, 2014 | Aug 27, 2023 | Common Stock | 1,609 | 0 | D |
| Stock Appreciation Right (SARs) | $53.00 | Aug 18, 2017 | M | 5,114 | D | Nov 18, 2010 | Nov 18, 2019 | Common Stock | 5,114 | 0 | D |
| Stock Appreciation Right (SARs) | $49.66 | Aug 18, 2017 | M | 4,000 | D | Nov 17, 2011 | Nov 17, 2020 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld to satisfy taxes; no shares were sold.
- F2Includes 16,666 shares of restricted stock that have not yet vested.
- F3Represents the difference between the number of SARs exercised (9,114)and the number of shares issuable as a result of the exercise (3,715).
- F4Includes shares sold to cover option costs.
- F5The range of the weighted average sales price is $87.48 to $87.51.
- F6Includes 14,999 shares of restricted stock that have not vested.