SEC Form 4 · accession 0000085535-17-000007
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan Wenger
Officer — CFO and Treasurer
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | M | 1,350 | $0.00 | A | 73,287 | I | by Family Trust |
| Common StockF2,F1 | Mar 2, 2017 | F | 625 | $64.58 | D | 72,622 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF3 | $0.00 | Mar 2, 2017 | M | 1,350 | D | — | Aug 26, 2019 | Common Stock | 1,350 | 1,350 | D |
Explanation of responses
- F1Includes 18,166 shares of restricted stock that have not vested.
- F2Represents shares withheld to satisfy taxes; no shares were sold.
- F3A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.