SEC Form 4 · accession 0000085535-16-000064
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan Wenger
Officer — CFO and Treasurer
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 9:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | M | 1,350 | $0.00 | A | 85,331 | D | |
| Common StockF2,F1 | Nov 15, 2016 | F | 587 | $69.26 | D | 84,744 | D | |
| Common StockF3,F1 | Nov 17, 2016 | S | 9,917 | $68.025 | D | 74,827 | D | |
| Common StockF2,F4 | Nov 17, 2016 | F | 890 | $68.16 | D | 73,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF5 | $0.00 | Nov 15, 2016 | M | 1,350 | D | — | Aug 26, 2019 | Common Stock | 1,350 | 2,700 | D |
Explanation of responses
- F1Includes 20,166 shares of restricted stock that have not vested.
- F2Represents shares withheld to satisfy taxes; no shares were sold.
- F3The range of the weighted average sale price is $67.59 to $68.48.
- F4Includes 19,276 shares of restricted stock that have not vested.
- F5A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals