SEC Form 4 · accession 0000085535-16-000059
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karli S. Anderson
Officer — VP Investor Relations
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | M | 850 | $0.00 | A | 13,531 | D | |
| Common StockF2,F1 | Nov 15, 2016 | F | 368 | $69.26 | D | 13,163 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF3 | $0.00 | Nov 15, 2016 | M | 850 | D | — | Aug 26, 2019 | Common Stock | 850 | 1,700 | D |
Explanation of responses
- F1Includes 10,425 shares of restricted stock that have not vested.
- F2Represents shares withheld to satisfy taxes; no shares were sold.
- F3A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.