SEC Form 4 · accession 0000085535-16-000039
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karli S. Anderson
Officer — VP Investor Relations
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2016 | M | 2,255 | $0.00 | A | 11,498 | D | |
| Common StockF2,F1 | Aug 16, 2016 | F | 1,027 | $0.00 | D | 10,471 | D | |
| Common StockF3,F4 | Aug 16, 2016 | A | 2,210 | $0.00 | A | 12,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF5 | $0.00 | Aug 16, 2016 | M | 2,255 | D | — | Aug 20, 2020 | Common Stock | 2,255 | 1,477 | D |
| Stock Option (ISO-Right to Buy)F6 | $83.29 | Aug 16, 2016 | A | 1,200 | A | — | Aug 16, 2026 | Common Stock | 1,200 | 1,200 | D |
| Stock Appreciation RightsF6 | $83.29 | Aug 16, 2016 | A | 5,040 | A | — | Aug 16, 2026 | Common Stock | 5,040 | 5,040 | D |
| Performance SharesF5 | $0.00 | Aug 16, 2016 | A | 2,300 | A | — | Aug 16, 2019 | Common Stock | 2,300 | 2,300 | D |
| Performance SharesF5 | $0.00 | Aug 16, 2016 | A | 2,300 | A | — | Aug 16, 2021 | Common Stock | 2,300 | 2,300 | D |
Explanation of responses
- F1Includes 8,215 shares of restricted stock that have not vested.
- F2Represents shares withheld to satisfy taxes; no shares were sold.
- F3Grant of restricted stock with a 2-year hold and then vesting as to one-third in years 3, 4 and 5.
- F4Includes 10,425 shares of restricted stock that have not vested.
- F5A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.
- F6One-third vests annually over 3 years beginning on August 16, 2017.