SEC Form 4 · accession 0000085535-16-000032
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Holmes Heissenbuttel
Officer — VP Corp Dev & Ops
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2016 | M | 2,500 | $28.78 | A | 66,898 | D | |
| Common StockF2,F1 | May 12, 2016 | F | 535 | $57.57 | D | 66,363 | D | |
| Common StockF3,F1 | May 13, 2016 | S | 1,250 | $57.64 | D | 65,113 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy NSO) | $28.78 | May 12, 2016 | M | 833 | D | Nov 17, 2007 | Nov 17, 2016 | Common Stock | 833 | 0 | D |
| Stock Option (Right to Buy NSO) | $28.78 | May 12, 2016 | M | 834 | D | Nov 17, 2008 | Nov 17, 2016 | Common Stock | 834 | 0 | D |
| Stock Option (Right to Buy NSO) | $28.78 | May 12, 2016 | M | 833 | D | Nov 17, 2009 | Nov 17, 2016 | Common Stock | 833 | 0 | D |
Explanation of responses
- F1Includes 21,943 shares of restricted stock that have not yet vested.
- F2Represents shares withheld to satisfy taxes; no shares were sold.
- F3Represents shares sold to cover options costs on options due to expire in 2016.