SEC Form 4 · accession 0000085535-15-000017
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karli S. Anderson
Officer — VP Investor Relations
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 7:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 20, 2015 | A | 3,590 | $0.00 | A | 9,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (ISO-Right to Buy)F3 | $56.54 | Aug 20, 2015 | A | 1,768 | A | — | Aug 20, 2025 | Common Stock | 1,768 | 1,768 | D |
| Stock Appreciation RightsF3 | $56.54 | Aug 20, 2015 | A | 10,213 | A | — | Aug 20, 2025 | Common Stock | 10,213 | 10,213 | D |
| Performance SharesF4 | $0.00 | Aug 20, 2015 | A | 3,732 | A | — | Aug 20, 2018 | Common Stock | 3,732 | 3,732 | D |
| Performance SharesF4 | $0.00 | Aug 20, 2015 | A | 3,732 | A | — | Aug 20, 2020 | Common Stock | 3,732 | 3,732 | D |
Explanation of responses
- F1Grant of restricted stock with a two year hold and then vesting as to one-third in years 3, 4 and 5.
- F2Includes 5,625 shares of restricted stock that have not yet vested.
- F3One-third vests annually over three years beginning on August 20, 2016.
- F4A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.