SEC Form 4 · accession 0001144204-15-040886
EMRISE Corp · EMRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jad Fakhry
10% Owner
POPLAR POINT CAPITAL MANAGEMENT LLC
10% Owner
POPLAR POINT CAPITAL GP LLC
10% Owner
POPLAR POINT CAPITAL PARTNERS LP
10% Owner
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854852
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2015 | P | 138,351 | $1.12 | A | 1,298,492 | D | |
| Common StockF1 | Jul 1, 2015 | P | 25,000 | $1.11 | A | 1,323,492 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being jointly filed by Poplar Point Capital Management LLC ("PPCM"), Poplar Point Capital Partners LP ("PPCP"), Point Point Capital GP LLC ("PPCGP"), and Mr. Jad Fakhry (collectively with PPCM, PPCP and PPCGP, the "Reporting Persons") with respect to shares of common stock of the above-named issuer owned by PPCP. PPCM is the investment manager for PPCP. PPCGP is the general partner of PPCP. Mr. Fakhry is the manager of PPCM and PPCGP, and owns a controlling interest in, PPCM and PPCGP. The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).