SEC Form 4 · accession 0001179110-18-007786
DIGI INTERNATIONAL INC · DGII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L. Roberts
Officer — VP, Technology Services
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2018 | M | 8,438 | $8.49 | A | 49,512 | D | |
| Common StockF1 | May 30, 2018 | S | 8,438 | $12.032 | D | 41,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.49 | May 30, 2018 | M | 8,438 | D | — | Nov 25, 2018 | Common Stock | 8,438 | 2,401 | D |
Explanation of responses
- F1Reflects the weighted average price of 8,438 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on May 30, 2018 with sale prices ranging from $12.00 to $12.075 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Fully vested.