SEC Form 4 · accession 0001179110-17-014744
DIGI INTERNATIONAL INC · DGII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin C. Riley
Officer — Chief Operating Officer
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2017 | A | 15,182 | $0.00 | A | 77,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $10.325 | Nov 28, 2017 | A | 37,500 | A | — | Nov 28, 2024 | Common Stock | 37,500 | 37,500 | D |
Explanation of responses
- F1Restricted stock units scheduled to vest in four substantially equal increments on each of November 28, 2018, 2019, 2020 and 2021.
- F2The option vests as to 25% of the shares on November 28, 2018 and thereafter in 36 monthly installments.