SEC Form 4 · accession 0001179110-16-032089
DIGI INTERNATIONAL INC · DGII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L. Roberts
Officer — VP, HR & Information Tech
Period of report
Nov 21, 2016
Accepted (ET)
Nov 23, 2016 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2016 | A | 6,684 | $0.00 | A | 34,503 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $13.50 | Nov 21, 2016 | A | 18,750 | A | — | Nov 21, 2024 | Common Stock | 18,750 | 18,750 | D |
Explanation of responses
- F1Restricted stock units scheduled to vest in four substantially equal installments on each of November 21, 2017, 2018, 2019 and 2020.
- F2Includes 1,043.649 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between January 1, 2016 and September 30, 2016.
- F3Options scheduled to vest as to 25% of the shares on November 21, 2017 and thereafter in 36 monthly installments.