SEC Form 4 · accession 0001179110-16-025553
DIGI INTERNATIONAL INC · DGII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L. Roberts
Officer — VP, HR & Information Tech
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854775
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2016 | M | 779 | $8.03 | A | 27,554 | D | |
| Common Stock | May 24, 2016 | S | 779 | $11.25 | D | 26,775 | D | |
| Common Stock | May 25, 2016 | M | 19,221 | $8.03 | A | 45,996 | D | |
| Common Stock | May 25, 2016 | S | 19,221 | $11.25 | D | 26,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.03 | May 24, 2016 | M | 779 | D | — | Nov 24, 2019 | Common Stock | 779 | 34,221 | D |
| Employee Stock Option (right to buy)F1 | $8.03 | May 25, 2016 | M | 19,221 | D | — | Nov 24, 2019 | Common Stock | 19,221 | 15,000 | D |
Explanation of responses
- F1Fully vested.