SEC Form 4 · accession 0001339796-15-000009
INTEGRATED SILICON SOLUTION INC · ISSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chang Chaio Han
Officer — Vice President/ GM
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 8:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 4,400 | $0.00 | A | 153,238 | D | |
| Common Stock | Nov 6, 2015 | M | 5,000 | $0.00 | A | 158,238 | D | |
| Common Stock | Nov 7, 2015 | M | 1,379 | $0.00 | A | 159,617 | D | |
| Common Stock | Nov 7, 2015 | M | 2,500 | $0.00 | A | 162,117 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 6, 2015 | M | 4,400 | D | Nov 6, 2015 | Nov 6, 2018 | Common Stock | 4,400 | 13,200 | D |
| Restricted Stock UnitsF1,F2 | — | Nov 7, 2015 | M | 2,500 | D | Nov 6, 2013 | Nov 6, 2016 | Common Stock | 2,500 | 5,000 | D |
| Restricted Stock UnitsF1,F2 | — | Nov 7, 2015 | M | 1,379 | D | Nov 7, 2014 | Nov 7, 2017 | Common Stock | 1,379 | 2,757 | D |
| Restricted Stock UnitsF1,F2 | — | Nov 6, 2015 | M | 5,000 | D | — | Feb 11, 2021 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ISSI common stock.
- F225% of the total number of RSUs vest annually over 4 years from the date of grant.