SEC Form 4 · accession 0001214659-19-000674
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Barclay
Other
Period of report
Jan 31, 2019
Accepted (ET)
Jan 31, 2019 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 31, 2019 | S | 240 | $52.8456 | D | 9,513 | D | |
| Common stock | Jan 31, 2019 | S | 423 | $52.7538 | D | 9,090 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 5,000 | 5,000 | D |
| Option to purchaseF2 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 2,000 | 7,000 | D |
| Option to purchaseF3 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common stock | 2,000 | 9,000 | D |
| Option to purchaseF4 | $55.00 | holding | — | — | — | — | Nov 28, 2028 | Common stock | 2,000 | 11,000 | D |
Explanation of responses
- F11,250 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F2500 shares vest on 10/24/2018,10/24/2019, 10/24/2020 and 10/24/2021
- F3500 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022
- F4500 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023