SEC Form 4 · accession 0001214659-19-000588
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Marrs
Officer — Secretary · Other
Period of report
Jan 28, 2019
Accepted (ET)
Jan 29, 2019 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 28, 2019 | M | 625 | $29.64 | A | 1,625 | D | |
| Common stock | Jan 28, 2019 | S | 625 | $53.20 | D | 1,000 | D | |
| Common stockF1 | holding | — | — | — | 268 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $29.64 | Jan 28, 2019 | M | 625 | D | — | Dec 18, 2023 | Common stock | 625 | 0 | D |
| Option to purchaseF3 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 625 | 625 | D |
| Option to purchaseF4 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 1,250 | 1,875 | D |
| Option to purchaseF5 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 1,875 | 3,750 | D |
| Option to purchaseF6 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common Stock | 2,800 | 6,550 | D |
| Option to purchaseF7 | $55.00 | holding | — | — | — | — | Nov 28, 2028 | Common Stock | 3,500 | 10,050 | D |
Explanation of responses
- F1Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock.
- F2625 shares vest on 12/18/2018
- F3625 shares vest on 10/15/2019
- F4625 shares vest on 11/18/2019 and 11/18/2020
- F5625 shares vest on 10/24/2019, 10/24/2020 and 10/24/2021
- F6700 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022
- F7875 shares vest on 11/28/2020, 11/28/2021, 11/28/2022 and 11/28/2023