SEC Form 4 · accession 0001214659-18-007284
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Marrs
Officer — Secretary · Other
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 21, 2018 | M | 625 | $32.59 | A | 1,625 | D | |
| Common stock | Nov 21, 2018 | M | 671 | $50.71 | A | 2,296 | D | |
| Common stock | Nov 21, 2018 | S | 1,296 | $54.4676 | D | 1,000 | D | |
| Common stock | Nov 23, 2018 | M | 579 | $50.71 | A | 1,579 | D | |
| Common stock | Nov 23, 2018 | M | 625 | $41.30 | A | 2,204 | D | |
| Common stock | Nov 23, 2018 | S | 1,204 | $53.5896 | D | 1,000 | D | |
| Common stockF1 | holding | — | — | — | 213 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $32.59 | Nov 21, 2018 | M | 625 | D | — | Oct 15, 2024 | Common Stock | 1,250 | 625 | D |
| Option to purchaseF3 | $50.71 | Nov 21, 2018 | M | 671 | D | — | Nov 18, 2025 | Common Stock | 2,500 | 2,454 | D |
| Option to purchaseF3 | $50.71 | Nov 23, 2018 | M | 579 | D | — | Nov 18, 2025 | Common Stock | 1,829 | 1,875 | D |
| Option to purchaseF4 | $41.30 | Nov 23, 2018 | M | 625 | D | — | Oct 24, 2026 | Common Stock | 2,500 | 3,750 | D |
| Option to purchaseF5 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 625 | 4,375 | D |
| Option to purchaseF6 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common Stock | 2,800 | 7,175 | D |
Explanation of responses
- F1Reflects reporting person's holdings of units in Issuer's common stock fund under Issuer's 401(k) plan. Number of shares shown as beneficially owned under the plan represents the approximate equivalent number of shares of Issuer's common stock
- F2625 Shares vest on 10/15/2018 and 10/15/2019
- F3625 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F4625 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
- F5625 shares vest on 12/18/2018
- F6700 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022