SEC Form 4/A · accession 0001214659-18-006510
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin L Baker
Other
Period of report
Apr 16, 2018
Accepted (ET)
Oct 12, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 16, 2018 | J | 4 | $51.7196 | A | 761 | D | |
| Common Stock | Apr 23, 2018 | M | 2,000 | $24.82 | A | 2,761 | D | |
| Common Stock | Apr 23, 2018 | M | 1,875 | $29.64 | A | 4,636 | D | |
| Common Stock | Apr 23, 2018 | S | 3,875 | $52.40 | D | 761 | D | |
| Common Stock | Apr 23, 2018 | S | 750 | $52.65 | D | 11 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $24.82 | Apr 23, 2018 | M | 2,000 | D | — | Nov 28, 2022 | Common stock | 2,000 | 0 | D |
| Option to purchaseF3 | $29.64 | Apr 23, 2018 | M | 1,875 | D | — | Dec 18, 2023 | Common stock | 2,500 | 625 | D |
| Option to purchaseF4 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 2,500 | 3,125 | D |
| Option to purchaseF5 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common stock | 2,500 | 5,625 | D |
| Option to purchaseF6 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common stock | 2,500 | 8,125 | D |
| Option to purchaseF7 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common stock | 2,800 | 10,925 | D |
Explanation of responses
- F1DRIP acquisition exempt from Section 16 reporting being reported voluntarily
- F2500 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F3625 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F4625 Shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F5625 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F6625 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
- F7700 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022