SEC Form 4 · accession 0001214659-18-005392
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linton J Thomason
Other
Period of report
Jul 17, 2018
Accepted (ET)
Aug 13, 2018 · 10:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jul 17, 2018 | J | 31 | $59.2577 | A | 7,278 | D | |
| Common stock | Aug 9, 2018 | M | 1,900 | $21.44 | A | 9,178 | D | |
| Common stock | Aug 9, 2018 | M | 2,000 | $22.08 | A | 11,178 | D | |
| Common stock | Aug 9, 2018 | S | 3,900 | $60.1518 | D | 7,278 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $21.44 | Aug 9, 2018 | M | 1,900 | D | — | Dec 9, 2019 | Common stock | 1,900 | 0 | D |
| Option to purchaseF3 | $22.08 | Aug 9, 2018 | M | 2,000 | D | — | Nov 17, 2020 | Common stock | 2,000 | 0 | D |
| Option to purchaseF4 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 2,000 | 2,000 | D |
| Option to purchaseF5 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 2,500 | 4,500 | D |
| Option to purchaseF6 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 2,500 | 7,000 | D |
| Option to purchaseF7 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 2,500 | 9,500 | D |
| Option to purchaseF8 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 2,500 | 12,000 | D |
| Option to purchaseF9 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 2,500 | 14,500 | D |
| Option to purchaseF10 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common Stock | 2,800 | 17,300 | D |
Explanation of responses
- F1DRIP acquisition exempt from Section 16 reporting being reported voluntarily
- F10700 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022
- F2475 shares vest on 12/9/2011, 12/9/2012, 12/9/2013 and 12/9/2014
- F3500 shares vest on 11/17/2012, 11/17/2013, 11/17/2014 and 11/17/2015
- F4500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F5625 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F6625 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F7625 Shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F8625 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F9625 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021