SEC Form 4 · accession 0001214659-18-001309
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Bugh
Other
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 13, 2018 | M | 3,683 | $16.81 | A | 5,473 | D | |
| Common stock | Feb 13, 2018 | S | 3,683 | $48.9674 | D | 1,790 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $16.81 | Feb 13, 2018 | M | 3,683 | D | — | Sep 26, 2021 | Common stock | 10,000 | 6,317 | D |
| Option to purchaseF2 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 1,500 | 7,817 | D |
| Option to purchaseF3 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 1,500 | 9,317 | D |
| Common stockF4 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 1,750 | 11,067 | D |
| Common stockF5 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common stock | 1,750 | 12,817 | D |
| Common stockF6 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common stock | 2,500 | 15,317 | D |
| Option to purchaseF7 | $52.20 | holding | — | — | — | — | Nov 15, 2027 | Common stock | 2,800 | 18,117 | D |
Explanation of responses
- F12,500 shares vest on 09/26/2013, 09/26/2014, 09/26/2015 and 09/26/2016
- F2375 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F3375 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F4438 shares vest on 10/15/2016 and 10/15/2017, and 437 shares vest on 10/15/2018 and 10/15/2019
- F5438 shares vest on 11/18/2017 and 11/18/2018, and 437 shares vest on 11/18/2019 and 11/18/2020
- F6625 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021
- F7700 shares vest on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022