SEC Form 4 · accession 0001214659-17-000567
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie A Brown
Director
Period of report
Jan 31, 2017
Accepted (ET)
Jan 31, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jan 31, 2017 | M | 1,250 | $32.59 | A | 33,907 | D | |
| Common stock | Jan 31, 2017 | S | 1,011 | $49.6317 | D | 32,896 | D | |
| Common stock | holding | — | — | — | 6,000 | I | Children's Trust | |
| Common stock | holding | — | — | — | 1,520 | I | Children's Accounts | |
| Common stock | holding | — | — | — | 369,738 | I | LTD Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $32.59 | Jan 31, 2017 | M | 1,250 | D | — | Oct 15, 2024 | Common Stock | 5,000 | 3,750 | D |
| Option to purchaseF2 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 2,000 | 5,750 | D |
Explanation of responses
- F11,250 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F2500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021