SEC Form 4 · accession 0001214659-16-015067
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rex A Copeland
Officer — Treasurer · Other
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 10:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 30, 2016 | M | 1,050 | $8.36 | A | 21,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $8.36 | Nov 30, 2016 | M | 1,050 | D | — | Nov 19, 2018 | Common stock | 1,050 | 2,100 | D |
| Option to purchaseF2 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 4,200 | 6,300 | D |
| Option to purchaseF3 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 4,200 | 10,500 | D |
| Option to purchaseF4 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 4,200 | 14,700 | D |
| Option to purchaseF5 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 4,200 | 18,900 | D |
| Option to purchaseF6 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 4,200 | 23,100 | D |
| Option to purchaseF7 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 4,200 | 27,300 | D |
Explanation of responses
- F11,050 shares vest on 11/19/2011, 11/19/2012 and 11/19/2013
- F21,050 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F31,050 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F41,050 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F51,050 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F61,050 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F71,050 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021