SEC Form 4 · accession 0001214659-16-015011
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Marrs
Officer — Secretary · Other
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 28, 2016 | M | 625 | $24.82 | A | 2,582 | D | |
| Common stock | Nov 28, 2016 | S | 625 | $49.6832 | D | 1,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $24.82 | Nov 28, 2016 | M | 625 | D | — | Nov 28, 2022 | Common stock | 1,250 | 625 | D |
| Option to purchaseF2 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 1,875 | 2,500 | D |
| Option to purchaseF3 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 1,875 | 4,375 | D |
| Option to purchaseF4 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 2,500 | 6,875 | D |
| Option to purchaseF5 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 2,500 | 9,375 | D |
Explanation of responses
- F1625 shares vest on 11/28/2016 and 11/28/2017
- F2625 shares vest on 12/18/2016, 12/18/2017 and 12/18/2018
- F3625 Shares vest on 10/15/2017, 10/15/2018 and 10/15/2019
- F4625 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F5625 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021