SEC Form 4 · accession 0001214659-16-014497
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Mitchem
Other
Period of report
Nov 9, 2016
Accepted (ET)
Nov 9, 2016 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 9, 2016 | M | 1,050 | $19.53 | A | 60,356 | D | |
| Common stock | Nov 9, 2016 | M | 1,050 | $24.82 | A | 61,406 | D | |
| Common stock | Nov 9, 2016 | M | 1,050 | $29.64 | A | 62,456 | D | |
| Common stock | Nov 9, 2016 | M | 1,050 | $32.59 | A | 63,506 | D | |
| Common stock | Nov 9, 2016 | S | 4,200 | $42.4554 | D | 59,306 | D | |
| Common stock | holding | — | — | — | 30,202 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $19.53 | Nov 9, 2016 | M | 1,050 | D | — | Nov 16, 2021 | Common Stock | 2,100 | 1,050 | D |
| Option to purchaseF2 | $24.82 | Nov 9, 2016 | M | 1,050 | D | — | Nov 28, 2022 | Common stock | 3,150 | 3,150 | D |
| Option to purchaseF3 | $29.64 | Nov 9, 2016 | M | 1,050 | D | — | Dec 18, 2023 | Common stock | 4,200 | 6,300 | D |
| Option to purchaseF4 | $32.59 | Nov 9, 2016 | M | 1,050 | D | — | Oct 15, 2024 | Common Stock | 4,200 | 9,450 | D |
| Option to purchaseF5 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 4,200 | 13,650 | D |
Explanation of responses
- F11,050 shares vest on 11/16/2015 and 11/16/2016
- F21,050 shares vest on 11/28/2015, 11/28/2016 and 11/28/2017
- F31,050 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F41,050 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F51,050 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020