SEC Form 4 · accession 0001214659-16-014253
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William V Turner
Director
Period of report
Oct 26, 2016
Accepted (ET)
Oct 28, 2016 · 12:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Oct 26, 2016 | S | 4,299 | $41.4058 | D | 179,353 | D | |
| Common stock | Oct 27, 2016 | S | 500 | $41.60 | D | 178,853 | D | |
| Common stock | Oct 27, 2016 | S | 380 | $41.43 | D | 78,867 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $25.48 | holding | — | — | — | — | Oct 17, 2017 | Common stock | 5,000 | 5,000 | D |
| Option to purchaseF2 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Commons tock | 6,000 | 11,000 | D |
| Option to purchaseF3 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 6,000 | 17,000 | D |
| Option to purchaseF4 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common Stock | 6,000 | 23,000 | D |
| Option to purchaseF5 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 6,000 | 29,000 | D |
| Option to purchaseF6 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 6,000 | 35,000 | D |
| Option to purchaseF7 | $41.30 | holding | — | — | — | — | Oct 24, 2026 | Common Stock | 6,000 | 41,000 | D |
Explanation of responses
- F11,250 shares vest on 10/17/2009, 10/17/2010, 10/17/2011 and 10/17/2012
- F21,500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F31,500 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F41,500 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F51,500 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F61,500 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F71,500 shares vest on 10/24/2018, 10/24/2019, 10/24/2020 and 10/24/2021