SEC Form 4 · accession 0001214659-16-014196
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Mitchem
Other
Period of report
Oct 13, 2016
Accepted (ET)
Oct 25, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Oct 13, 2016 | J | 308 | $42.1533 | A | 59,306 | D | |
| Common stock | holding | — | — | — | 30,202 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 2,100 | 2,100 | D |
| Option to purchaseF3 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 3,150 | 5,250 | D |
| Option to purchaseF4 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common Stock | 4,200 | 9,450 | D |
| Option to purchaseF5 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 4,200 | 13,650 | D |
| Option to purchaseF6 | $50.71 | holding | — | — | — | — | Nov 18, 2015 | Common Stock | 4,200 | 17,850 | D |
Explanation of responses
- F1DRIP acquisition exempt from Section 16 reporting being reported voluntarily
- F21,050 shares vest on 11/16/2015 and 11/16/2016
- F31,050 shares vest on 11/28/2015, 11/28/2016 and 11/28/2017
- F41,050 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F51,050 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F61,050 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020