SEC Form 4 · accession 0001214659-16-013563
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linton J Thomason
Other
Period of report
Aug 30, 2016
Accepted (ET)
Sep 2, 2016 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 30, 2016 | M | 1,900 | $25.48 | A | 8,939 | D | |
| Common stock | Aug 30, 2016 | S | 1,900 | $41.9076 | D | 7,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $25.48 | Aug 30, 2016 | M | 1,900 | D | — | Oct 17, 2017 | Common stock | 1,900 | 0 | D |
| Option to purchaseF2 | $8.36 | holding | — | — | — | — | Nov 19, 2018 | Common stock | 1,900 | 1,900 | D |
| Option to purchaseF3 | $21.44 | holding | — | — | — | — | Dec 9, 2019 | Common stock | 1,900 | 3,800 | D |
| Option to purchaseF4 | $22.08 | holding | — | — | — | — | Nov 17, 2020 | Common stock | 2,000 | 5,800 | D |
| Option to purchaseF5 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 2,000 | 7,800 | D |
| Option to purchaseF6 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 2,500 | 10,300 | D |
| Option to purchaseF7 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 2,500 | 12,800 | D |
| Option to purchaseF8 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 2,500 | 15,300 | D |
| Option to purchaseF9 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 2,500 | 17,800 | D |
Explanation of responses
- F1475 shares vest on 10/17/2009, 10/17/2010, 10/17/2011 and 10/17/2012
- F2475 shares vest on 11/19/2010, 11/19/2011, 11/19/2012 and 11/19/2013
- F3475 shares vest on 12/9/2011, 12/9/2012, 12/9/2013 and 12/9/2014
- F4500 shares vest on 11/17/2012, 11/17/2013, 11/17/2014 and 11/17/2015
- F5500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F6625 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F7625 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F8625 Shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F9625 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020