SEC Form 4 · accession 0001214659-16-011687
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Turner
Officer — President/CEO · Director · 10% Owner
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 7:00 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 17, 2016 | M | 1,100 | $30.66 | A | 139,032 | D | |
| Common Stock | May 17, 2016 | S | 1,100 | $38.4205 | D | 137,932 | D | |
| Common Stock | May 18, 2016 | M | 7,432 | $30.66 | A | 145,364 | D | |
| Common Stock | May 18, 2016 | S | 7,432 | $38.3402 | D | 137,932 | D | |
| Common stock | holding | — | — | — | 2,478 | I | Spouse | |
| Common stock | holding | — | — | — | 10,200 | I | Children's Trust | |
| Common stock | holding | — | — | — | 369,738 | I | LTD Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $30.66 | May 17, 2016 | M | 1,100 | D | — | Oct 18, 2016 | Common Stock | 1,100 | 8,500 | D |
| Option to purchaseF1 | $30.66 | May 18, 2016 | M | 7,432 | D | — | Oct 18, 2016 | Common Stock | 7,432 | 1,068 | D |
| Option to purchaseF2 | $25.48 | holding | — | — | — | — | Oct 17, 2017 | Common stock | 9,600 | 10,668 | D |
| Option to purchaseF3 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 6,000 | 16,668 | D |
| Option to purchaseF4 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 6,000 | 22,668 | D |
| Option to purchaseF5 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 6,000 | 28,668 | D |
| Option to purchaseF6 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 6,000 | 34,668 | D |
| Option to purchaseF7 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 6,000 | 40,668 | D |
Explanation of responses
- F12,400 shares vest on 10/18/2008, 10/18/2009, 10/18/2010 and 10/18/2011
- F22,400 shares vest on 10/17/2009, 10/17/2010, 10/17/2011 and 10/17/2012
- F31,500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F41,500 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F51,500 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F61,500 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F71,500 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020