SEC Form 4 · accession 0001214659-16-010863
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Linton J Thomason
Other
Period of report
Apr 11, 2016
Accepted (ET)
Apr 14, 2016 · 10:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Apr 11, 2016 | J | 38 | $35.954 | A | 7,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $25.48 | holding | — | — | — | — | Oct 17, 2017 | Common stock | 1,900 | 1,900 | D |
| Option to purchaseF3 | $8.36 | holding | — | — | — | — | Nov 19, 2018 | Common stock | 1,900 | 3,800 | D |
| Option to purchaseF4 | $21.44 | holding | — | — | — | — | Dec 9, 2019 | Common stock | 1,900 | 5,700 | D |
| Option to purchaseF5 | $22.08 | holding | — | — | — | — | Nov 17, 2020 | Common stock | 2,000 | 7,700 | D |
| Option to purchaseF6 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 2,000 | 9,700 | D |
| Option to purchaseF7 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 2,500 | 12,200 | D |
| Option to purchaseF8 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 2,500 | 14,700 | D |
| Option to purchaseF9 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 2,500 | 17,200 | D |
| Option to purchaseF10 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 2,500 | 19,700 | D |
Explanation of responses
- F1DRIP acquisition exempt from Section 16 reporting being reported voluntarily
- F10625 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020
- F2475 shares vest on 10/17/2009, 10/17/2010, 10/17/2011 and 10/17/2012
- F3475 shares vest on 11/19/2010, 11/19/2011, 11/19/2012 and 11/19/2013
- F4475 shares vest on 12/9/2011, 12/9/2012, 12/9/2013 and 12/9/2014
- F5500 shares vest on 11/17/2012, 11/17/2013, 11/17/2014 and 11/17/2015
- F6500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F7625 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F8625 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F9625 Shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019