SEC Form 4 · accession 0001214659-15-007967
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Marrs
Officer — Secretary · Other
Period of report
Nov 23, 2015
Accepted (ET)
Nov 24, 2015 · 6:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 23, 2015 | M | 500 | $22.08 | A | 2,457 | D | |
| Common stock | Nov 23, 2015 | M | 500 | $19.53 | A | 2,957 | D | |
| Common stock | Nov 23, 2015 | S | 1,000 | $50.558 | D | 1,957 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $22.08 | Nov 23, 2015 | M | 500 | D | — | Nov 17, 2020 | Common stock | 500 | 0 | D |
| Option to purchaseF2 | $19.53 | Nov 23, 2015 | M | 500 | D | — | Nov 16, 2021 | Common stock | 500 | 500 | D |
| Option to purchaseF3 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 1,875 | 2,375 | D |
| Option to purchaseF4 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 2,500 | 4,875 | D |
| Option to purchaseF5 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 2,500 | 7,375 | D |
| Option to purchaseF6 | $50.71 | holding | — | — | — | — | Nov 18, 2025 | Common Stock | 2,500 | 9,875 | D |
Explanation of responses
- F1500 shares vest on 11/17/2015
- F2500 shares vest on 11/16/2015 and 11/16/2016
- F3625 shares vest on 11/28/2015, 11/28/2016 and 11/28/2017
- F4625 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F5625 Shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019
- F6625 shares vest on 11/18/2017, 11/18/2018, 11/18/2019 and 11/18/2020