SEC Form 4 · accession 0001214659-15-005853
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven G Mitchem
Other
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 8:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 4, 2015 | M | 3,728 | $30.66 | A | 61,438 | D | |
| Common stock | Aug 4, 2015 | S | 3,728 | $41.9715 | D | 57,710 | D | |
| Common stock | Aug 5, 2015 | M | 472 | $30.66 | A | 58,182 | D | |
| Common stock | Aug 5, 2015 | M | 4,200 | $25.48 | A | 62,382 | D | |
| Common stock | Aug 5, 2015 | M | 2,100 | $19.53 | A | 64,482 | D | |
| Common stock | Aug 5, 2015 | M | 1,050 | $24.82 | A | 65,532 | D | |
| Common stock | Aug 5, 2015 | S | 7,822 | $41.9133 | D | 57,710 | D | |
| Common stock | holding | — | — | — | 30,202 | I | Spouse Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF1 | $30.66 | Aug 4, 2015 | M | 3,728 | D | — | Oct 18, 2016 | Common stock | 4,200 | 472 | D |
| Option to purchaseF1 | $30.66 | Aug 5, 2015 | M | 472 | D | — | Oct 18, 2016 | Common stock | 472 | 0 | D |
| Option to purchaseF2 | $25.48 | Aug 5, 2015 | M | 4,200 | D | — | Oct 17, 2017 | Common stock | 4,200 | 0 | D |
| Option to purchaseF3 | $19.53 | Aug 5, 2015 | M | 2,100 | D | — | Nov 16, 2021 | Common stock | 4,200 | 2,100 | D |
| Option to purchaseF4 | $24.82 | Aug 5, 2015 | M | 1,050 | D | — | Nov 28, 2022 | Common stock | 4,200 | 5,250 | D |
| Option to purchaseF5 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 4,200 | 9,450 | D |
| Option to purchaseF6 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 4,200 | 13,650 | D |
Explanation of responses
- F11,050 shares vest on 10/18/2008, 10/18/2009, 10/18/2010 and 10/18/2011
- F21,050 shares vest on 10/17/2009, 10/17/2010, 10/17/2011 and 10/17/2012
- F31,050 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F41,050 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F51,050 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F61,050 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019