SEC Form 4 · accession 0001214659-15-005571
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W Turner
Officer — President/CEO · Director · 10% Owner
Period of report
Jul 24, 2015
Accepted (ET)
Jul 27, 2015 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jul 24, 2015 | M | 1,811 | $30.34 | A | 138,343 | D | |
| Common stock | Jul 24, 2015 | S | 1,811 | $42.0147 | D | 136,532 | D | |
| Common stock | Jul 27, 2015 | M | 10,189 | $30.34 | A | 146,721 | D | |
| Common stock | Jul 27, 2015 | S | 10,189 | $41.5737 | D | 136,532 | D | |
| Common stockF1 | Jan 1, 2015 | J | 10,797 | $0.00 | D | 0 | I | 401(k) Plan |
| Common stock | holding | — | — | — | 2,478 | I | Spouse | |
| Common stock | holding | — | — | — | 8,800 | I | Children's Trust | |
| Common stock | holding | — | — | — | 369,738 | I | LTD Family Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $30.34 | Jul 24, 2015 | M | 1,811 | D | — | Sep 20, 2015 | Common stock | 1,811 | 10,189 | D |
| Option to purchaseF2 | $30.34 | Jul 27, 2015 | M | 10,189 | D | — | Sep 20, 2015 | Common stock | 10,189 | 0 | D |
| Option to purchaseF3 | $30.66 | holding | — | — | — | — | Oct 18, 2016 | Common stock | 9,600 | 9,600 | D |
| Option to purchaseF4 | $25.48 | holding | — | — | — | — | Oct 17, 2017 | Common stock | 9,600 | 19,200 | D |
| Option to purchaseF5 | $19.53 | holding | — | — | — | — | Nov 16, 2021 | Common stock | 6,000 | 25,200 | D |
| Option to purchaseF6 | $24.82 | holding | — | — | — | — | Nov 28, 2022 | Common stock | 6,000 | 31,200 | D |
| Option to purchaseF7 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 6,000 | 37,200 | D |
| Option to purchaseF8 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common stock | 6,000 | 43,200 | D |
Explanation of responses
- F1Company sponsored 401(k) Plan was modified as of 01-01-2015 with changes including Participant Investment Options. Company stock is no longer an investment option under the Plan. Funds previously invested in Company stock have been reallocated into other investment options.
- F212,000 shares vest on 12/31/2005
- F32,400 shares vest on 10/18/2008, 10/18/2009, 10/18/2010 and 10/18/2011
- F42,400 shares vest on 10/17/2009, 10/17/2010, 10/17/2011 and 10/17/2012
- F51,500 shares vest on 11/16/2013, 11/16/2014, 11/16/2015 and 11/16/2016
- F61,500 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F71,500 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F81,500 shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019