SEC Form 4 · accession 0001214659-15-001798
GREAT SOUTHERN BANCORP, INC. · GSBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Marrs
Officer — Secretary · Other
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000854560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 26, 2015 | M | 475 | $21.44 | A | 9,432 | D | |
| Common stock | Feb 26, 2015 | M | 500 | $22.08 | A | 9,932 | D | |
| Common stock | Feb 26, 2015 | M | 500 | $19.53 | A | 10,432 | D | |
| Common stock | Feb 26, 2015 | M | 625 | $24.82 | A | 11,057 | D | |
| Common stock | Feb 26, 2015 | S | 2,100 | $37.3389 | D | 8,957 | D | |
| Common stockF1 | Jan 1, 2015 | J | 5,233 | $0.00 | D | 0 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchaseF2 | $21.44 | Feb 26, 2015 | M | 475 | D | — | Dec 9, 2019 | Common stock | 0 | 0 | D |
| Option to purchaseF3 | $22.08 | Feb 26, 2015 | M | 500 | D | — | Nov 17, 2020 | Common stock | 500 | 500 | D |
| Option to purchaseF4 | $19.53 | Feb 26, 2015 | M | 500 | D | — | Nov 16, 2021 | Common stock | 1,000 | 1,500 | D |
| Option to purchaseF5 | $24.82 | Feb 26, 2015 | M | 625 | D | — | Nov 28, 2022 | Common stock | 1,875 | 3,375 | D |
| Option to purchaseF6 | $29.64 | holding | — | — | — | — | Dec 18, 2023 | Common stock | 2,500 | 5,875 | D |
| Option to purchaseF7 | $32.59 | holding | — | — | — | — | Oct 15, 2024 | Common Stock | 2,500 | 8,375 | D |
Explanation of responses
- F1Company sponsored 401(k) Plan was modified as of 01-01-2015 with changes to include Participant Investment Options. Company stock is no longer an investment option under the Company sponsored Plan. Funds previously invested in Company stock have been reallocated into other investment options.
- F2475 shares vest on 12/9/2014
- F3500 shares vest on 11/17/2014 and 11/17/2015
- F4500 shares vest on 11/16/2014, 11/16/2015 and 11/16/2016
- F5625 shares vest on 11/28/2014, 11/28/2015, 11/28/2016 and 11/28/2017
- F6625 shares vest on 12/18/2015, 12/18/2016, 12/18/2017 and 12/18/2018
- F7625 Shares vest on 10/15/2016, 10/15/2017, 10/15/2018 and 10/15/2019