SEC Form 4 · accession 0001201309-15-000001
RAND WORLDWIDE INC · RWWI.OB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Rychlak
Officer — Chief Executive Officer · Director
Period of report
Jan 27, 2015
Accepted (ET)
Jan 27, 2015 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000852437
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2015 | M | 100,000 | $0.50 | A | 100,000 | D | |
| Common Stock | Jan 27, 2015 | M | 100,000 | $1.05 | A | 200,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.50 | Jan 27, 2015 | M | 100,000 | D | Jul 1, 2007 | May 9, 2015 | Common Stock | 100,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $1.05 | Jan 27, 2015 | M | 100,000 | D | Oct 20, 2009 | Oct 20, 2015 | Common Stock | 100,000 | 0 | D |