SEC Form 4 · accession 0001271373-17-000004
MOHAWK INDUSTRIES INC · MHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne L Helen
Other
Period of report
Jun 16, 2017
Accepted (ET)
Oct 10, 2017 · 2:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2017 | J | 420,935 | — | D | 0 | I | SLH Partners LP |
| Common StockF2,F3 | holding | — | — | — | 141,646 | I | By Family Ltd Ptrshp | |
| Common StockF4 | holding | — | — | — | 103,700 | I | By SLH Fund LP | |
| Common Stock | holding | — | — | — | 201,377 | I | PAS Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1For estate planning purposes, Reporting Person transferred for no consideration her pecuniary interest in the 420,935 shares held by the SLH Partners LP to other legal entities for the benefit of her children and her descendants. Reporting Person no longer has a pecuniary interest in SLH Partners LP; therefore, the Reporting Person no longer has a beneficial interest in those shares for Section 16 purposes.
- F2Reporting Person may be considered a member of a "group" with certain family members and entities formed for the benefit of certain family members; however, Reporting Person disclaims the existence of such a "group" and disclaims beneficial ownership of any shares not reported herein and any shares in which she has no pecuniary interest.
- F3Reporting Person is one of three family members who share equal control over the general partner of this limited partnership. Reporting Person disclaims beneficial ownership in the number of shares held by the limited partnership to the extent that she does not have a pecuniary interest.
- F4Since the last Form 4 filing, Reporting Person transferred 103,700 shares held directly to SLH Fund LP in exchange for a limited partnership interest. Since Reporting Person retained investment power and voting power over the shares held by SLH Fund LP and retains the pecuniary interest in those shares, the transaction was treated as a change in the form of beneficial ownership and was exempt from reporting and matching pursuant to Rule 16a-13.