SEC Form 4 · accession 0001271373-17-000003
MOHAWK INDUSTRIES INC · MHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzanne L Helen
Other
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2017 | J | 103,700 | — | A | 103,700 | D | |
| Common StockF1,F2 | Jun 12, 2017 | J | 103,700 | — | D | 420,935 | I | SLH Partners LP |
| Common Stock | holding | — | — | — | 201,377 | I | PAS Trust | |
| Common StockF3,F4 | holding | — | — | — | 141,646 | I | By Family Ltd Ptrshp |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The SLH Partners LP (controlled by reporting person) transferred 103,700 shares to the SLH Family Dynasty Trust (controlled by reporting person), which then transferred the shares to the reporting person. These transactions were exempt under Rule 16a-13 as a change in form of beneficial ownership.
- F2Reporting Person controls SLH Partners, LP but disclaims beneficial ownership in shares in which she does not have a pecuniary interest.
- F3Reporting Person may be considered part of a "group" with certain family members holding issuer shares; however, Reporting Person disclaims existence of such a "group" and disclaims beneficial ownership of any shares not reported herein.
- F4Reporting Person is one of three family members who share equal control over the general partner of this limited partnership. Reporting Person disclaims beneficial ownership in the number of shares held by the limited partnership to the extent that she does not have a pecuniary interest.