SEC Form 4 · accession 0000851968-15-000059
MOHAWK INDUSTRIES INC · MHK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey S Lorberbaum
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2015 | J | 42,471 | $0.00 | D | 8,313,785 | I | Aladdin Partners, LP |
| Common StockF1 | Jun 8, 2015 | J | 42,471 | $0.00 | A | 42,471 | I | MCL Family Funds Tr |
| Common Stock | Jun 9, 2015 | S | 800 | $187.0044 | D | 41,671 | I | MCL Family Funds Tr |
| Common StockF2 | Jun 10, 2015 | S | 41,671 | $189.8434 | D | 0 | I | MCL Family Funds Tr |
| Common Stock | holding | — | — | — | 95,253 | D | ||
| Common Stock | holding | — | — | — | 741,140 | I | Dalton Partners | |
| Common Stock | holding | — | — | — | 386,702 | I | PAS Trust | |
| Common Stock | holding | — | — | — | 194 | I | by Managed Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The limited partnership interest in Aladdin Partners, LP formerly held by MCL Life Trust but distributed to The MCL Family Funds Trust, was redeemed on a pro rata basis for 42,471 shares of common stock to be held by The MCL Family Funds Trust. The Reporting Person is the trustee of the MCL Family Funds Trust and a family member of the Reporting Person is the trust's sole beneficiary.
- F2The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The price shown reflects the weighted average sale price of such transactions. The range of prices for such transactions was $188.095-$189.8434. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.