SEC Form 5 · accession 0000851520-19-000023
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sally Shepard
Officer — Chief Human Resources Officer
Period of report
Dec 28, 2018
Accepted (ET)
Feb 11, 2019 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3,F1 | — | Dec 28, 2018 | A | 38 | A | Mar 13, 2019 | Mar 13, 2019 | Common Stock | 38 | 158 | D |
| Dividend Equivalent RightsF3,F1 | — | Dec 28, 2018 | A | 115 | A | Mar 11, 2020 | Mar 11, 2020 | Common Stock | 115 | 345 | D |
Explanation of responses
- F11-for-1.
- F2The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2018.
- F3Not applicable.