SEC Form 5 · accession 0000851520-19-000020

EXPONENT INC · EXPO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Group Vice President

Period of report

Dec 28, 2018

Accepted (ET)

Feb 11, 2019 · 1:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000851520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 30, 2018	P	38	$37.3588	A	16,555	D
Common Stock	Jun 29, 2018	P	35	$45.885	A	25,907	D
Common Stock	Sep 28, 2018	P	27	$50.92	A	25,934	D
Common Stock	Dec 28, 2018	P	34	$47.424	A	25,968	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Rights^F4,F2	—	Dec 28, 2018	A	42	A	Mar 13, 2019	Mar 13, 2019	Common Stock	42	140	D
Dividend Equivalent Rights^F4,F2	—	Dec 28, 2018	A	47	A	Mar 11, 2020	Mar 11, 2020	Common Stock	47	139	D

F1Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
F21-for-1.
F3The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2018.
F4Not applicable.