SEC Form 5 · accession 0000851520-19-000013
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Catherine Corrigan
Officer — President
Period of report
Dec 28, 2018
Accepted (ET)
Feb 11, 2019 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | G | 760 | $50.16 | D | 49,394 | D | |
| Common Stock | Nov 21, 2018 | G | 1,500 | $50.49 | D | 47,894 | D | |
| Common Stock | Nov 23, 2018 | G | 1,520 | $50.69 | D | 46,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3,F1 | — | Dec 28, 2018 | A | 222 | A | Mar 13, 2019 | Mar 13, 2019 | Common Stock | 222 | 932 | D |
| Dividend Equivalent RightsF3,F1 | — | Dec 28, 2018 | A | 191 | A | Mar 11, 2020 | Mar 11, 2020 | Common Stock | 191 | 575 | D |
Explanation of responses
- F11-for-1.
- F2The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2018.
- F3Not applicable.